Most Important Questions in SEBI For CS Executive In June 2015

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Please make sure that you all study them Properly as 50 to 60 % Paper will be from these questions only

1.Powers and Role of SEBI
2.Relation between securities
market and economic growth
3.Composition of SEBI and SAT
4.Distinguish between Commercial
5.Paper and Certificate of Deposit
6.Money market mutual funds
7.Short notes on tracking stocks
and disaster bonds
8.What do mean by participatory
notes ?
9.Short notes on ETFs, Hedge Funds
& Fund of Funds
10.Short note on Secured premium
notes and derivatives
11.Different kinds of bonds
12. Standard credit rating symbols
13.Short note on rating process
14.Factors considered by rating
agencies for rating
-15.Short note on Merchant Bankers,
RTAs and SROs
16.Obligations of Stock brokers and
sub brokers
17.Obligations of the intermediaries
under the Prevention of M L d i A
Money Laundering Act
18.Obligations of underwriters and
portfolio managers
19.Recognition of Stock Exchanges
20.Application for listing of
securities to SEs
21.Demutualisation of Stock
Exchanges
22.Trading & Settlement Mechanism
and STP
23.Market abuse mechanisms
24.Obligations under Cl. 49 of
25.Listing Agreement
26.Different types of Mutual funds
27.Short note on Asset Management
Company
28.Advertisement Code of Mutual
Funds
29.Short notes on Foreign Venture
capital investors
30.Short note on Collective
Investment Scheme
31.Securities not available for buy
back
32.Buy back of shares from non-
resident shareholders
33.Buy back through book building
process
34.Benefits of the depository system
35.Internal audit of operations of
depository participants
36.Rights and obligations of the
depository participant
37.Green Shoe Option
38.Different types of book building
processes
38.Short note on Employee Stock
Option Scheme
39.Short note on reservation on
competitive basis
-40.Short note on
-Fast Track Issues
-Requirements of preferential
allotment
-Various types of debt market
instruments
-Debt market intermediaries
-Short note on listing of debt
securities
-Short note on FCCBs and ECBs
-Short notes on Road shows
-Procedure for making issue of
IDRs
-Legal framework for investor
protection in India
-Who is an Ombudsman

Hope they are helpful

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